SMBC Capital -Some important Details about This Broker

WikiFX | 2026-04-20 22:20

摘要：SMBC, with full name SMBC Capital Markets, Inc., has a long history dating back to 1590 when the Sumitomo family business opened, now owns 150+ branch offices in 40 countries around the world. It mainly deals with financial services including but not restricted to Industry Coverage, Japanese and Asian Corporate Banking, Sponsor Coverage, Regional Coverage, Debt Capital Markets, Equity Capital Markets, Loan Capital Markets, Structured Debt, Advisory Solutions, Derivatives, etc.

SMBC Review Summary
Founded	1876
Registered Country/Region	United States
Regulation	SFC regulated
Services	Industry Coverage, Japanese and Asian Corporate Banking, Sponsor Coverage, Regional Coverage, Debt Capital Markets, Equity Capital Markets, Loan Capital Markets, Structured Debt, Advisory Solutions, Derivatives
Customer Support	Social media: LinkedIn
	Address: 277 Park Avenue, New York, New York, U.S.A.
	Tel: 1-212-224-4000
	More contact info for branches: https://www.smbc-cm.com/about-us/our-americas-locations

SMBC Information

SMBC, with full name SMBC Capital Markets, Inc., has a long history dating back to 1590 when the Sumitomo family business opened, now owns 150+ branch offices in 40 countries around the world. It mainly deals with financial services including but not restricted to Industry Coverage, Japanese and Asian Corporate Banking, Sponsor Coverage, Regional Coverage, Debt Capital Markets, Equity Capital Markets, Loan Capital Markets, Structured Debt, Advisory Solutions, Derivatives, etc.

Pros and Cons

Pros	Cons
SFC regulated	Limited info about trading conditions
Long industry history
Global reach

Is SMBC Legit?

SMBC is officially regulated by SFC (Securities and Futures Commission of Hong Kong), with licenses numbering at AVA667 respectively, indicating legal compliance in the region.

Regulated Country	Regulator	Regulatory Status	Regulated Entity	License Type	License Number
	SFC	Regulated	SMBC Capital Markets (Asia) Limited	Dealing in futures contracts	AVA667

Services

SMBC offers a wide range of financial services to global clients.

Industry Coverage: Deep sector knowledge and global expertise to tackle complex business challenges.
Japanese and Asian Corporate Banking: Tailored financing solutions leveraging longstanding relationships in the Americas and worldwide.
Sponsor Coverage: Support for leveraged buyouts and recapitalizations through robust debt and capital markets expertise.
Regional Coverage: Expertise in navigating market complexities in Brazil, Canada, Chile, Colombia, Mexico, Peru, and the U.S.
Debt Capital Markets: Strategic advice on leveraging debt for growth and restructuring.
Equity Capital Markets: Assistance with public and private equity funding from origination to execution.
Loan Capital Markets: A streamlined platform for loan services, informed by global market dynamics.
Structured Debt: Financing options that provide access to working capital while managing risk.
Advisory Solutions: Strategic partnerships to enhance competitive positioning and drive growth.
Derivatives: Tools for achieving sustainable growth while minimizing risk exposure.