Financial Services Agency

Year 2000Regulated by Government

The Financial Services Agency (FSA) oversees all financial services providers, including Forex brokers, in Japan. The ultimate aim of Japan's FSA is to maintain the country’s financial system and ensure its stability. It is also responsible for protecting security investors, insurance policyholders, and depositors. It achieves its aims in a number of different ways including planning and policy making, supervising financial services providers, overseeing securities transactions, and inspecting financial institutions in the private sector. When the FSA was first created it was merely an administrative body. However, its responsibilities were widened in 2001 when it became the external representative of the Cabinet Office of Japan. It took over the responsibilities of the Financial Reconstruction Committee, and also took over responsibility for failed financial institutions.Today, the FSA Japan is held accountable to the Japanese Minister of Finance and enjoys a wide scope of responsibility.

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Danger Unauthorized
Disclosure summary
  • Disclosure matching Name matching
  • Disclosure time 2022-12-01
Disclosure details

Persons conducting financial instruments business without registration-OS-Laugh Marketing Ltd.

Engaged in OTC derivative transactions (Note) The said operator was found, in an investigation by the Securities and Exchange Surveillance Commission, to be conducting OTC derivative transactions as a business without registration. Furthermore, regarding Yamamoto Hiroshi, who oversees the operation of our company's OTC derivative transactions, the Securities and Exchange Surveillance Commission filed a petition with the court on December 9, 2022 (Reiwa 4), seeking an order to prohibit and cease the violation of the Financial Instruments and Exchange Act (conducting OTC derivative transactions as a business without registration). December 2022 (Reiwa 4) Overseas
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