Some Detailed Information about SWHY

Shenwan Hongyuan Information

Shenwan Hongyuan (H.K.) Limited is a Hong Kong-based financial services provider and a subsidiary of Shenwan Hongyuan Group Co., Ltd., a Chinese securities firm. The company offers a comprehensive range of services, including equities and futures trading, asset management, corporate finance, and institutional securities.

Pros and Cons

Is Shenwan Hongyuan Legit?

Shenwan Hongyuan is regulated by the Securities and Futures Commission of Hong Kong (SFC), holding a Dealing in futures contracts License (No AAF420). Meanwhile, its Dealing in Securities License (No AAC927) has been exceeded, which means activities associated with securities might involve risks.

Regulated by	Regulated Authority	Regulatory Status	Regulated Entity	License Type	License Number
	Securities and Futures Commission of Hong Kong (SFC)	Regulated	Shenwan Hongyuan Futures (H.K.) Limited	Dealing in futures contracts	AAF420
	Securities and Futures Commission of Hong Kong (SFC)	Exceeded	Shenwan Hongyuan Securities (H.K.) Limited	Dealing in securities	AAC927

What Can I Trade on Shenwan Hongyuan?

Traders are able to trade equities and futures on this platform.

Fees

Shenwan Hongyuan provides a clear overview of the fee structure on its website.

Various securities trading service fees, including their calculation methods and any applicable minimum or maximum amounts, are presented below.

For more information about fee and charges on this platfrom, please go to https://www.swhyhk.com/tc/wealth-management_hong-kong-equities/#trading-methods

Trading Platform

Deposit and Withdrawal

Deposit Procedures

• Accepted Methods: Bank transfers, cheques, cashier orders, and deposits via designated branches or express centers.
• Account Details: Deposits should be made payable to “Shenwan Hongyuan Securities (HK) Ltd”.
• Confirmation: Clients must email or fax the bank-in slip to funddeposit@swhyhk.com or fax to (852)-35258455.

Withdrawal Procedures are the same for both equities and futures.

• Complete and fax the withdrawal form to (852)-35258455.
• Instructions received before 12:00 PM are processed on the same day.
• For telegraphic transfers, service fees apply.

Notes: The depositor's name must match the client's account name. Third-party deposits and cash deposits are not accepted. Deposits must comply with local regulations.