2023-04-18 11:20
监管机构： US Securities Commission
监管地区： US
牌照类型： MM
申请价格 (USD)： ***
申请周期： 4 months
维护费用 (USD)： ***
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Hong Kong | 2023-04-18 11:20监管机构：
US Securities Commission
监管地区：
US
牌照类型：
MM
申请价格 (USD)：
***
申请周期：
4 months
维护费用 (USD)：
***
公司简介：
essential information The National Futures Association (NFA for short) is a non-commercial independent regulatory agency that supervises the derivatives industry in the United States. It is a for-profit membership organization, and its regulatory scope includes futures trading, retail foreign exchange, and OTC derivatives. cost Initial membership fee: Retail Foreign Exchange Dealer (RFED) $125000; Introducing Broker (IB) for $750.
商品说明：
Annual fees: The fees paid each year vary depending on the turnover. Regulatory Rules NFA has systematic and strict rules for sales methods, data recording, regular reporting, risk disclosure, business freedom, fee disclosure, minimum capital requirements, and other aspects of enterprises. If a company violates rules, the NFA will take the following measures: warning letters, fines, revocation of licenses, prohibition of any cooperation with NFA members, and public orders for fines (up to a maximum of $250000).