BMO Capital Markets

BMO Capital Markets Information

BMO Capital Markets was established in 1992 and is registered in the United Kingdom. It operates across multiple sectors including energy transition, global metals and mining, real estate, and technology, and offers diversified services such as capital raising, carbon consulting, and sustainable finance.

Although the company claims to be regulated and holds an FCA license (number 170937), its regulatory status is marked as “exceeded”.

Pros and Cons

Is BMO Capital Markets Legit?

BMO Capital Markets holds an FCA license with license number 170937, but it is marked as “exceeded.” Although BMO Capital Markets claims on its official website that it is regulated, it is unregulated. Traders should exercise caution and use funds prudently when trading.

Regulated Country	Regulated Authority	Regulatory Status	Regulated Entity	License Type	License Number
	Financial Conduct Authority (FCA)	Exceeded	BMO Capital Markets Limited	Investment Advisory License	170937

BMO Capital Markets Services

BMO Capital Markets' business spans multiple industries, including diversified industries, financial institutions, financial sponsors, food and retail, energy (particularly energy transition), global metals and mining, power, utilities and infrastructure, healthcare, industrial, real estate, regional investment banking, and technology.

BMO Capital Markets offers a wide range of services, including Capital Raising, Carbon Advisory, Carbon Markets, Credit Development, Global Banks & Global Trade, Institutional Investing, Investment Products, Market Risk Management, Research & Strategy, Sustainable Finance, Treasury Services.